First Trust ETF Insiders

FCT Etf  USD 9.65  -0.07  -0.72%   
First Trust employs about 14 people. Leadership analysis for First Trust Senior matters because fund performance is rarely explained by return alone; process quality, allocation, and risk control also matter. That matters because fund leadership can influence turnover, concentration, and the durability of the stated investment mandate.
James Bowen  Chairman
Chairman of the Board of Trustees
Richard Erickson  Executive
Independent Trustee

Management Team Effectiveness

The ETF has Return on Asset of 220.0 % which implies that asset efficiency is in positive territory at $220.0 per $100. This is higher than the sector norm. In the same way, it shows a return on shareholders' equity (ROE) of -356.0 %, which indicates that stockholders experienced a net loss on invested capital.

Insider Trading Activities

Outstanding Bonds

The majority of First Trust's outstanding shares are owned by institutions. This level of institutional concentration typically reflects the stock's inclusion in major indices, consistent liquidity, and long-term investment attractiveness for funds managing assets on behalf of pensions, endowments, and other institutional clients. With institutions controlling the majority of the float, changes in quarterly 13F filings can provide meaningful signals about shifts in professional investor sentiment. The ownership breakdown for First Trust shows approximately 80% institutional, 14% insider, and 6% public.

Holders Distribution

Institutional ownership analysis for First Trust Senior matters because banks, hedge funds, pension plans, and other professional investors can influence price and liquidity more forcefully than smaller holders. This matters because getting in early on a sponsorship cycle may help, but getting caught near a large-holder exit can have the opposite effect.

Workforce Comparison

First Trust Senior maintains a fourth standing in number of employees across the ETF category. The total workforce of Asset Management category is currently estimated at about 796. First Trust claims roughly 14.0 in number of employees contributing just under 2% to ETFs in Asset Management category.
The ETF has Net Profit Margin of -55.2 %, which indicates that revenue growth has not kept pace with cost inflation. This is substantially below the peer group. In the same way, it shows Net Operating Margin of 80.3 %, which implies that the company maintains a $80.3 operating margin per $100 of sales.

Insider Trading History

Notable Stakeholders

Reviewing the stakeholders around First Trust can help investors understand which people or institutions may influence direction, governance, and strategic pressure. First Trust's stakeholders can support or challenge the entity's direction, which is why tracking them can add context around price-sensitive developments.
James BowenChairman of the Board of TrusteesProfile
Daniel LindquistVice PresidentProfile
James DykasChief Financial Officer, Chief Accounting Officer, TreasurerProfile
Donald SwadeChief Financial Officer, Chief Accounting Officer, TreasurerProfile
Richard EricksonIndependent TrusteeProfile
Niel NielsonLead Independent TrusteeProfile
Robert KeithIndependent TrusteeProfile
Denise KeefeTrusteeProfile
Kristi MaherChief Compliance Officer and Assistant SecretaryProfile
Thomas KadlecIndependent TrusteeProfile
W JardineSecretary, Chief Legal OfficerProfile

Management Information & Data Sources

Leadership review for First Trust focuses on portfolio management continuity, mandate execution, and stewardship practices. Leadership stability matters when evaluating execution against stated business priorities.

For First Trust Senior, this section uses fund disclosures and market reference feeds with Macroaxis normalization rules applied to keep cross-asset comparisons consistent. Intraday timing differences may exist. Insider and management fields are mapped from published filings and company disclosures.

This content is curated and reviewed by:

Rifka Kats - Member of Macroaxis Editorial Board
Last reviewed on March 1st, 2026

Workforce Efficiency and Productivity

Manpower analysis for First Trust Senior matters because revenue per employee and profit per employee can reveal shifts in productivity and operating discipline. The business is commonly classified in the Financial Services sector and the Asset Management industry.

First Trust Manpower Efficiency

Return on First Trust Manpower

Revenue Per Employee1.4M
Revenue Per Executive1.8M
Net Loss Per Employee791.4K
Net Loss Per Executive1M

More Resources for First Etf Analysis

A clear view of First Trust Senior comes from reviewing its financial structure and trends. Additional context for First Trust Senior Etf is provided in the reports below:
First Trust has a market cap of 331.6 M, operating margin of 80.3%, ROE of -3.56%. Investing Opportunities can help frame allocation decisions. The allocation shows a weighting toward First Trust Senior. The weighting is visible within the allocation breakdown. Also, note that the market value of any etf could be closely tied with the direction of predictive economic indicators such as signals in discontinued.
At P/E 82.76 and ROE -3.56%, First Trust analysis should be read alongside other portfolio and risk tools before adjusting capital allocation. Additional scrutiny through the profitability and balance-sheet tools is warranted. You can also try the Price Exposure Probability module to analyze equity upside and downside potential for a given time horizon across multiple markets.
First Trust Senior's market price can diverge from book value, the accounting figure shown on First's balance sheet. First Trust's market capitalization is 331.6 M. A P/B ratio of 0.8 suggests First Trust trades near or below book value. Enterprise value stands at 367.12 M. The intrinsic value concept focuses on underlying worth, which can diverge from market price and book value.
It is useful to distinguish First Trust's value from its trading price, which are computed with different methods. First Trust market price reflects the current exchange level formed by active bids and offers.