Rand Capital Company Insiders

RAND Stock  USD 11.95  0.11  0.93%   
Rand Capital's insiders are aggressively buying. The analysis of insiders' sentiment of trading Rand Capital Corp stock suggests that all insiders are extremely bullish at this time. Rand Capital employs about 5 people. The company is managed by 5 executives with a total tenure of roughly 24 years.
Daniel Penberthy  CFO
CFO, Principal Accounting Officer, Executive VP and Treasurer
Insider Sentiment
Aggressively Buying
 
Selling
 
Buying

Latest Trades

2025-09-15Adam Samuel GuskyAcquired 1030 @ 14.8View
2025-05-28Adam Samuel GuskyAcquired 12 @ 16View
2025-05-27Adam Samuel GuskyAcquired 200 @ 15.75View
Monitoring insider sentiment in Rand Capital can give investors another window into how people closest to the business may be assessing current prospects. This data should be handled carefully because insiders are required to disclose trades publicly and the motives behind a trade are not always purely directional.

Rand Capital's Workforce Through the Years

A workforce review of Rand Capital matters because hiring and staffing trends often say something about growth plans, cost discipline, and management expectations. The working assumption is a workforce near about 5 employees by April 2026, though investors should still compare that path with broader business results.
Macro event markers
 
Housing Crash
 
Credit Downgrade
 
Yuan Drop
 
Covid
 
Interest Hikes

latest congressional trading

Government-trading disclosures involving Rand Capital Corp matter because they give the market another transparency channel for politically exposed investors. The practical value comes from transparency: investors can compare timing, trade size, and subsequent price action without relying on rumor.
2020-09-13Representative Scott H PetersAcquired under $15,000Verify
2020-08-13Representative Scott H PetersAcquired under $15,000Verify
2019-07-14Representative Scott H PetersAcquired under $15,000Verify
2019-06-18Representative Scott H PetersAcquired under $15,000Verify
2019-04-14Representative Scott H PetersAcquired under $15,000Verify
2018-08-10Representative Scott H PetersAcquired under $15,000Verify

Management Team Effectiveness

The company has return on total asset (ROA) of 5.37 % which means that on every $100 spent on assets, it made $5.37 of profit. This is representative of the industry norm. Similarly, it shows a return on stockholder's equity (ROE) of -13.68 %, which implies that shareholder value decreased during the period.
As of March 2026, Common Stock Shares Outstanding is projected to decline to approximately 2.4 M. In addition to that, Net Loss is projected to grow to approximately -754 K.

Stock Institutional Investors

Institutions hold about 2.18% of shares while insiders own roughly 75.99%. Annual revenue is about 4.47 Million. How the institutional base reacts to earnings changes can move Rand Capital Corp in the short term. Shares outstanding are near 3 M. The insider stake is large enough to signal management alignment, which can steady the price during sell-offs.
Shares
O'shaughnessy Asset Management Llc2025-12-31
18.9 K
Courier Capital Corp2025-12-31
15.4 K
Shufro Rose & Co Llc2025-12-31
14 K
Comprehensive Portfolio Management, Llc2025-12-31
11.1 K
Ubs Group Ag2025-09-30
5.3 K
Harbour Investments, Inc.2025-12-31
7.0
Morgan Stanley - Brokerage Accounts2025-09-30
2.0
Winthrop Partners - Wny, Llc2025-12-31
0.0
Royal Bank Of Canada2025-09-30
0.0
Wells Fargo & Co2025-09-30
0.0
Advisor Group Holdings, Inc.2025-12-31
0.0
At 35.16 Million, Rand Capital Corp sits in smaller-cap territory where institutional context matters most alongside valuation and volatility readings. Annual revenue is about 4.47 Million. At this size, institutional entries and exits have a more visible impact on daily volume.

Insider Trading Activities

Tracking Rand Capital's insider filings adds context. Executives often respond to business conditions well before market sentiment shifts. The pattern is most useful when compared with earnings releases and guidance changes rather than treated alone.
 
Gusky Adam Samuel over six months ago
Acquisition by Gusky Adam Samuel of tradable shares of Rand Capital at 16.0 subject to Rule 16 b-3
 
Gusky Adam Samuel over six months ago
Acquisition by Gusky Adam Samuel of 200 shares of Rand Capital at 15.75 subject to Rule 16 b-3
 
Godley Benjamin E over six months ago
Disposition of tradable shares by Godley Benjamin E of Rand Capital subject to Rule 16 b-3
 
Gusky Adam Samuel over a year ago
Acquisition by Gusky Adam Samuel of tradable shares of Rand Capital at 14.5 subject to Rule 16 b-3
 
Daniel Penberthy over a year ago
Acquisition by Daniel Penberthy of 1000 shares of Rand Capital at 15.3 subject to Rule 16 b-3
 
Gusky Adam Samuel over a year ago
Acquisition by Gusky Adam Samuel of tradable shares of Rand Capital at 16.1 subject to Rule 16 b-3
 
Gusky Adam Samuel over a year ago
Acquisition by Gusky Adam Samuel of 200 shares of Rand Capital at 16.1 subject to Rule 16 b-3
 
Gusky Adam Samuel over a year ago
Acquisition by Gusky Adam Samuel of 121 shares of Rand Capital at 15.75 subject to Rule 16 b-3
 
Gusky Adam Samuel over a year ago
Acquisition by Gusky Adam Samuel of 121 shares of Rand Capital at 15.75 subject to Rule 16 b-3
 
Gusky Adam Samuel over a year ago
Acquisition by Gusky Adam Samuel of 100 shares of Rand Capital at 15.94 subject to Rule 16 b-3
 
East Asset Management, Llc over a year ago
Acquisition by East Asset Management, Llc of tradable shares of Rand Capital at 16.5 subject to Rule 16 b-3
 
Gusky Adam Samuel over a year ago
Acquisition by Gusky Adam Samuel of 113 shares of Rand Capital at 15.8 subject to Rule 16 b-3

Outstanding Bonds

Reviewing Rand Capital Corp bond obligations provides context for understanding how much of the business is financed with fixed-income capital rather than purely with equity. This is why bond analysis is not just a credit exercise; it also informs equity holders about solvency, optionality, and future capital-allocation pressure.

Corporate Filings

13th of March 2026
Other Reports
ViewVerify
12th of March 2026
Other Reports
ViewVerify
8K
5th of March 2026
Report filed with the SEC to announce major events that shareholders should know about
ViewVerify
8K
7th of November 2025
Report filed with the SEC to announce major events that shareholders should know about
ViewVerify
27th of October 2025
Other Reports
ViewVerify
16th of September 2025
Other Reports
ViewVerify
8K
11th of September 2025
Report filed with the SEC to announce major events that shareholders should know about
ViewVerify
4th of September 2025
Other Reports
ViewVerify
Rand Capital has a majority of its outstanding shares owned by insiders. An insider is usually defined as a corporate executive, director, member of the board or institutional investor who own at least 10% of the company's outstanding shares. 75.99% of Rand Capital outstanding shares that are owned by insiders means they have been buying or selling the stock in recent months ahead of anticipated developments. Rand Capital has approximately 2% of its outstanding shares held by institutional investors, 76% by insiders, and 22% in public hands.
 
Shares in Circulation  
 First Issued
1994-03-31
 Previous Quarter
M
 Current Value
2.9 M
 Average Shares Outstanding
2.6 M
 Quarterly Volatility
2.2 M
Macro event markers
 
Dot-com Bubble
 
Housing Crash
 
Credit Downgrade
 
Yuan Drop
 
Covid
 
Interest Hikes

Holders Distribution

Institutional investors in Rand Capital Corp typically operate with more research capacity, technology, and trading scale than retail holders, which is why their activity can materially affect price behavior. One practical risk is that institutions can own millions of shares, so concentrated selling can pressure the stock quickly once sentiment changes.

Market Cap and Value

Workforce Comparison

Rand Capital Corp is currently under evaluation for number of employees relative to top peers. The total workforce of Financials industry is at this time estimated at about 244. Rand Capital adds roughly 0.0 in number of employees claiming only tiny portion of equities under Financials sector.

Profit Margins

The company has Profit Margin (PM) of -1.24 %, which implies that overhead and cost of goods exceed revenue generation. This is very low relative to industry peers. Similarly, it shows Operating Margin (OM) of 50.0 %, which means that operating costs leave $50.0 on every $100 of revenue.
Current ValueLast YearChange From Last Year 10 Year Trend
Gross Profit Margin0.811.0667
Way Down
Very volatile

Insider Trading History

The insider timeline for Rand Capital Corp shows how management behavior has tracked against the stock's price over time. Investors focus on trades outside normal pay timelines, as those are more likely to reflect genuine conviction.
Buy/Sell Ratio# Purchases Trades# Sales TradesTotal Shares PurchasedTotal Shares Sold
2017-06-01
1.0
1
1
20,000
20,000
2017-03-01
0.4
2
5
3,333
72,746
2016-12-01
3.0
6
2
246,334
905,414
2013-03-01
1.0
2
2
10,000
53,172
2011-03-01
1.0
2
2
10,000
41,403
2009-09-01
4.5
9
2
66,014
10,000
2006-03-01
4.5
9
2
10,000
111,000
2004-03-01
1.5
3
2
14,000
81,600

Notable Stakeholders

A Rand Capital stakeholder is any individual or group with an interest in the outcome of the business, which is why stakeholder analysis can reveal who may influence strategy and oversight. Used properly, stakeholder review supports staying aware of the people and incentives that may be shaping key decisions behind the scenes.
Daniel PenberthyCFO, Principal Accounting Officer, Executive VP and TreasurerProfile
Deborah PawlowskiInvestor RelationsProfile
Heather EastgateChief OfficerProfile
Brendan FoxAssistant ControllerProfile
Margaret CPATreasurer, VPProfile

Management Information & Data Sources

Rand Capital is a micro-cap company across Asset Management & Custody Banks, Financial Services, AEX Amsterdam Index. Management effectiveness is reflected in operating results, capital allocation choices, and margin durability. Operating follow-through relative to stated targets helps calibrate management credibility. Rand Capital employs 5 people.

This section for Rand Capital Corp is built from periodic company reporting and market reference feeds, with reporting definitions aligned before display. Values may update on different source schedules. Insider and management fields are mapped from published filings and company disclosures.

This content is curated and reviewed by:

Raphi Shpitalnik - Junior Member of Macroaxis Editorial Board
Last reviewed on March 14th, 2026

Workforce Efficiency and Productivity

Workforce metrics tied to Rand Capital Corp offer a useful way to test whether headcount and economic output are moving in a productive direction. The business is commonly classified in the Financial Services sector and the Asset Management industry.

Rand Capital Manpower Efficiency

Return on Rand Capital Manpower

Revenue Per Employee894.7K
Revenue Per Executive894.7K
Net Income Per Employee1.1M
Net Income Per Executive1.1M

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