Smith AO Company Insiders

AOS Stock  USD 66.90  1.45  2.22%   
Smith AO's insiders are aggressively selling. The analysis of insiders' sentiment of trading Smith AO stock suggests that virtually all insiders are panicking at this time. Smith AO employs about 11.5 K people.
Ajita Rajendra  Chairman
Chairman, CEO and President and Member of Investment Policy Committee
Helen Gurholt  President
Principal Accounting Officer, Vice President Controller
Insider Sentiment
Mostly Selling
 
Selling
 
Buying

Latest Trades

2026-03-04Darrell W SchuhDisposed 1104 @ 74.39View
2026-02-13Darrell W SchuhDisposed 356 @ 79.89View
2025-09-25Julie JohnsonDisposed @ 71.42
2025-07-30Kevin J WheelerDisposed 22200 @ 71.26View
Monitoring insider sentiment in Smith AO can give investors another window into how people closest to the business may be assessing current prospects. Used properly, insider trading analysis complements fundamental analysis and technical analysis rather than replacing either one.

Smith AO's Workforce Through the Years

A workforce review of Smith AO matters because hiring and staffing trends often say something about growth plans, cost discipline, and management expectations. The present forecast points to approximately slightly above 11,500 employees by April 2026, adding another checkpoint for evaluating operating execution.
Macro event markers
 
Dot-com Bubble
 
Housing Crash
 
Credit Downgrade
 
Yuan Drop
 
Covid
 
Interest Hikes

latest congressional trading

Government-trading disclosures involving Smith AO matter because they give the market another transparency channel for politically exposed investors. The practical value comes from transparency: investors can compare timing, trade size, and subsequent price action without relying on rumor.
2025-10-08Representative Julie JohnsonAcquired under $15,000Verify

Management Team Effectiveness

The company has Return on Asset of 14.26 % which indicates that it produced a $14.26 return on every $100 of assets. This is in line with the broader industry. In the same way, it shows a return on shareholders' equity (ROE) of 29.2 %, which indicates that it earned $29.2 per $100 of shareholder equity.
As of this month (March), Net Income Applicable To Common Shares is projected to grow to approximately 573.5 M, while Common Stock Shares Outstanding is projected to decrease toward slightly above 136.6 M.

Stock Institutional Investors

Institutions hold about 99.56% of shares while insiders own roughly 0.44%. Annual revenue is about 3.83 Billion. How the institutional base reacts to earnings changes can move Smith AO in the short term. Shares outstanding are near 112.4 M. Whether the institutional base is growing or shrinking quarter over quarter matters more than the current snapshot.
Shares
Earnest Partners Llc2025-12-31
2.1 M
First Trust Advisors L.p.2025-12-31
M
Dimensional Fund Advisors, Inc.2025-12-31
1.9 M
Bank Of America Corp2025-09-30
1.8 M
Norges Bank2025-12-31
1.5 M
Jpmorgan Chase & Co2025-09-30
1.3 M
Sarasin & Partners Llp2025-12-31
1.3 M
Sei Investments Co2025-09-30
1.3 M
Aqr Capital Management Llc2025-12-31
1.3 M
Vanguard Group Inc2025-12-31
15.1 M
Blackrock Inc2025-09-30
M
At 9.25 Billion, Smith AO sits in smaller-cap territory where institutional context matters most alongside valuation and volatility readings. Annual revenue is about 3.83 Billion. At this size, institutional entries and exits have a more visible impact on daily volume.

Insider Trading Activities

Tracking Smith AO's insider filings adds context. Executives often respond to business conditions well before market sentiment shifts. Current market capitalization is about 9.25 Billion. These records work best as context, not as standalone buy-or-sell signals.

Outstanding Bonds

Outstanding bonds linked to Smith AO can tell investors a great deal about how the company finances itself beyond common equity markets. This is why bond analysis is not just a credit exercise; it also informs equity holders about solvency, optionality, and future capital-allocation pressure.

Corporate Filings

13A
25th of March 2026
An amended filing to the original Schedule 13G
ViewVerify
4th of March 2026
Other Reports
ViewVerify
F4
24th of February 2026
The report filed by a party regarding the acquisition or disposition of a company's common stock, as well as derivative securities such as options, warrants, and convertible securities
ViewVerify
F4
17th of February 2026
The report filed by a party regarding the acquisition or disposition of a company's common stock, as well as derivative securities such as options, warrants, and convertible securities
ViewVerify
F4
11th of February 2026
The report filed by a party regarding the acquisition or disposition of a company's common stock, as well as derivative securities such as options, warrants, and convertible securities
ViewVerify
10K
10th of February 2026
Annual report required by the U.S. Securities and Exchange Commission (SEC) of a company financial performance
ViewVerify
13A
9th of February 2026
The form used by investors holding more than 5% of a company's stock, to report their beneficial ownership pursuant to Rule 13d-1 or Rule 13d-2 under the Securities Exchange Act of 1934
ViewVerify
13A
5th of February 2026
The form used by investors holding more than 5% of a company's stock, to report their beneficial ownership pursuant to Rule 13d-1 or Rule 13d-2 under the Securities Exchange Act of 1934
ViewVerify
The majority of Smith AO's outstanding shares are owned by institutional investors. These positions are typically held by large asset managers, pension funds, and index funds that manage capital on behalf of millions of clients. Institutions of this scale are required to disclose their holdings through 13F filings with the SEC, providing visibility into ownership changes each quarter. Smith AO has approximately 100% of its outstanding shares held by institutional investors, with 0% in public hands.
 
Shares in Circulation  
 First Issued
1985-09-30
 Previous Quarter
140.4 M
 Current Value
139.9 M
 Average Shares Outstanding
172.2 M
 Quarterly Volatility
14.9 M
Macro event markers
 
Black Monday
 
Oil Shock
 
Dot-com Bubble
 
Housing Crash
 
Credit Downgrade
 
Yuan Drop
 
Covid
 
Interest Hikes

Holders Distribution

Institutional investors in Smith AO typically operate with more research capacity, technology, and trading scale than retail holders, which is why their activity can materially affect price behavior. The opportunity for retail investors is not to imitate blindly, but to understand how large-holder positioning may affect liquidity, volatility, and timing.

Market Cap and Value

Workforce Comparison

Smith AO is rated below average in number of employees relative to competitors. The total workforce of Industrials industry is presently estimated at about 136,571. Smith AO holds roughly 11,500 in number of employees claiming about 8% of equities under Industrials sector.

Profit Margins

The company has Net Profit Margin of 14.0 %, which may suggest a favorable competitive position supporting above-average margins. This is above the industry benchmark. In the same way, it shows Net Operating Margin of 18.0 %, which indicates that the company operates with efficiency that yields $18.0 per $100 of sales.
Current ValueLast YearChange From Last Year 10 Year Trend
Gross Profit Margin0.220.3883
Way Down
Pretty Stable
Net Profit Margin0.150.1426
Sufficiently Up
Slightly volatile
Operating Profit Margin0.20.1901
Sufficiently Up
Slightly volatile
Pretax Profit Margin0.20.1867
Notably Up
Slightly volatile
Return On Assets0.180.1738
Sufficiently Up
Slightly volatile
Return On Equity0.310.294
Notably Up
Slightly volatile

Insider Trading History

Smith AO's insider log provides a timeline of management conviction alongside earnings and guidance changes. Sustained buying at different price levels is a stronger signal than routine scheduled sales under 10b5-1 plans.
Buy/Sell Ratio# Purchases Trades# Sales TradesTotal Shares PurchasedTotal Shares Sold
2026-03-01
1.381
29
21
177,838
97,540
2025-12-01
2.0
2
1
24,235
2,500
2025-09-01
0.5714
4
7
57,958
71,381
2025-06-01
3.0
9
3
21,674
3,876
2025-03-01
1.0
24
24
155,140
61,617
2024-09-01
0.3846
5
13
37,380
81,323
2024-06-01
1.125
9
8
14,634
22,880
2024-03-01
0.8919
33
37
349,525
402,381
2023-12-01
0.4762
10
21
642,951
548,812
2023-09-01
0.25
2
8
22,470
57,029
2023-06-01
2.2
11
5
23,419
11,534
2023-03-01
0.9063
29
32
231,053
246,423
2022-06-01
1.0833
13
12
36,526
25,147
2022-03-01
1.6071
45
28
319,415
99,144
2021-12-01
0.3023
13
43
581,963
929,961
2021-09-01
3.6667
11
3
50,207
50,770
2021-06-01
0.8684
33
38
275,130
561,472
2021-03-01
0.8429
59
70
480,284
676,337
2020-12-01
0.2692
7
26
244,100
542,988
2020-09-01
0.3333
2
6
7,665
58,834
2020-06-01
1.1111
10
9
171,143
304,565
2020-03-01
1.3636
45
33
669,140
86,566
2019-09-01
2.0
10
5
64,095
338,861
2019-06-01
1.1765
20
17
69,488
116,503
2019-03-01
1.3171
54
41
558,912
183,801
2018-09-01
0.8
4
5
41,340
74,792
2018-06-01
0.9333
14
15
32,082
127,983
2018-03-01
1.1667
56
48
438,060
350,537
2017-12-01
0.3571
15
42
260,705
533,346
2017-06-01
0.6774
21
31
221,631
454,116
2017-03-01
1.0851
51
47
580,186
628,285
2016-12-01
0.2667
4
15
11,191
69,628
2016-09-01
1.8333
11
6
7,794
27,510
2016-06-01
0.75
21
28
132,256
298,319
2016-03-01
1.3438
43
32
312,585
213,844
2015-12-01
0.3333
11
33
97,367
214,225
2015-09-01
3.25
13
4
121,576
240,100
2015-06-01
5.0
10
2
16,890
10,103
2015-03-01
1.1429
64
56
538,579
707,687
2014-12-01
0.3333
3
9
18,733
54,396
2014-09-01
0.3333
2
6
25,200
130,400
2014-06-01
2.0
14
7
45,652
53,940
2014-03-01
1.5135
56
37
405,761
172,381
2013-12-01
0.4
10
25
70,217
208,803
2013-09-01
0.4815
13
27
93,954
242,630
2013-06-01
3.0
9
3
12,375
16,400
2013-03-01
1.2381
52
42
314,083
291,315
2012-12-01
0.3143
11
35
310,295
846,585
2012-09-01
0.3214
9
28
22,546
45,794
2012-06-01
0.122
15
123
114,550
203,924
2012-03-01
0.209
42
201
460,850
518,695
2011-03-01
0.1387
52
375
564,948
607,306
2010-12-01
0.25
1
4
763.00
8,100
2010-09-01
0.0233
3
129
15,000
125,126
2010-03-01
1.7059
29
17
209,683
64,799
2009-12-01
0.0419
9
215
139,250
283,997
2009-09-01
0.0638
6
94
267,175
625,150
2009-06-01
1.7778
16
9
946,555
1,521,370
2009-03-01
10.5
21
2
336,000
29,495
2008-12-01
0.3429
12
35
152,200
164,310
2008-06-01
4.5
9
2
17,334
17,222
2008-03-01
22.0
22
1
198,300
0.77
2007-09-01
0.0776
9
116
210,481
416,190
2007-06-01
0.25
19
76
116,408
182,100
2007-03-01
0.4915
29
59
229,650
98,660
2006-12-01
0.6
6
10
29,289
75,706
2006-09-01
7.0
7
1
4,655
1,418
2006-06-01
0.3243
12
37
85,761
156,257
2006-03-01
0.1146
11
96
385,450
698,500
2005-12-01
1.6818
37
22
557,393
589,800
2005-09-01
0.2857
2
7
184,200
347,599
2005-06-01
0.8
12
15
52,520
93,700
2005-03-01
1.5
3
2
41,926
 0.00 
2004-12-01
4.875
39
8
428,200
153,911
2004-09-01
3.3333
10
3
130,825
158,322
2004-06-01
1.7778
16
9
29,612
12,750
2004-03-01
1.2222
11
9
178,711
48,400
2003-12-01
8.0
24
3
325,900
8,177
2003-09-01
4.0
4
1
47,000
23,500

Notable Stakeholders

A Smith AO stakeholder is any individual or group with an interest in the outcome of the business, which is why stakeholder analysis can reveal who may influence strategy and oversight. The stronger interpretation comes from connecting stakeholder presence with management behavior, governance patterns, and changes in the operating story.
Ajita RajendraChairman, CEO and President and Member of Investment Policy CommitteeProfile
Helen GurholtPrincipal Accounting Officer, Vice President ControllerProfile
Daniel KempkenSenior Vice President - Corporate Development and StrategyProfile
Peter MartineauSenior Vice President, Chief Information OfficerProfile
Wallace GoodwinSenior Vice President and Presidentident and General Manager – Lochinvar, LLCProfile
Paul DanaSenior Vice President – Global OperationsProfile
Anindadeb DasGuptaSenior Vice President and Presidentident – A. O. Smith Holdings (Barbados) SRLProfile
Samuel KargePresident - North Americawater Treatment Business UnitProfile
S ScheppeleSenior Vice President, Chief Information OfficerProfile
David WarrenSenior Vice President, President and General Manager - North America Water HeaterProfile
Charles LauberChief Financial Officer, Executive Vice PresidentProfile
Mark PetrarcaSenior Vice President - Human Resources and Public AffairsProfile
Kevin WheelerSr. VP and President of North America, India, Europe and ExportProfile
Robert HeidemanSenior Vice President, Chief Technology OfficerProfile
Stephen ShaferPresident COOProfile
Patricia AckermanSenior Vice President – Investor Relations, Treasurer and Corporate Responsibility and SustainabilityProfile
James SternExecutive Vice President, General Counsel, SecretaryProfile
Gene WulfIndependent DirectorProfile
Bruce SmithPresiding Independent DirectorProfile
Paul JonesIndependent DirectorProfile
Ronald BrownPresiding Independent DirectorProfile
Mark SmithIndependent DirectorProfile
Idelle WolfIndependent DirectorProfile
William GreubelPresiding Independent DirectorProfile
Ilham KadriIndependent DirectorProfile
Chris HoweSVP OfficerProfile
Stephen OBrienSVP HeatingProfile
Noelle PESocial EnvironmentalProfile
Ming ChengSenior OfficerProfile
Samuel CarverSenior Vice President - Global OperationsProfile
Victoria HoltIndependent DirectorProfile
Christopher HoweSenior OfficerProfile
Michael LarsenIndependent DirectorProfile
James JDExecutive SecretaryProfile
Jack QiuSenior Vice President - A. O. Smith ChinaProfile
Earl ExumIndependent DirectorProfile
Melissa ScheppeleSenior OfficerProfile
Parag KulkarniSenior InternationalProfile
D KargeSenior Vice President and Presidentident – North America Water TreatmentProfile
Curt SelbySenior AffairsProfile
Curtis SelbySenior AffairsProfile
Darrell SchuhSenior LLCProfile

Management Information & Data Sources

Smith AO is a mid-cap company across Building Products, Specialty Industrial Machinery, Industrials. Insider transaction activity tracks recent buying and selling by executives and directors. Changes in insider ownership are most informative when read alongside earnings trends and market conditions. CEO is Ajita Rajendra with 11,500 employees and 42 reported executives.

For Smith AO, this section uses periodic company reporting and market reference feeds and standardizes the results for cross-period comparison. Sell-side coverage, where present, supplements the data shown. Intraday timing differences may exist. Insider and management fields are mapped from published filings and company disclosures.

This content is curated and reviewed by:

Ellen Johnson - Member of Macroaxis Editorial Board
Last reviewed on March 14th, 2026

Workforce Efficiency and Productivity

Workforce metrics tied to Smith AO offer a useful way to test whether headcount and economic output are moving in a productive direction. The business is commonly classified in the Industrials sector and the Specialty Industrial Machinery industry.

Smith AO Manpower Efficiency

Return on Smith AO Manpower

Revenue Per Employee333.1K
Revenue Per Executive91.2M
Net Income Per Employee47.5K
Net Income Per Executive13M
Working Capital Per Employee37.3K
Working Capital Per Executive10.2M

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